Introduction
Natural disasters, such as earthquakes are life-threatening, and damage properties. Such experiences have some undesirable consequences, like psychological trauma and homelessness, and subsequently, ontological insecurity [1]. The term “ontological security” is conventionally defined as “security of being” [2] or “security not of the body but of the self, and the subjective sense of who one is” [3]. Giddens defines ontological security concept as the trust most humans have in maintaining their identity and the stability of material and social environments. The foundation of ontological security is a sense of confidence in people and things. “Being or phenomenological being in the world. This is an emotional phenomenon rooted in the unconscious” [4]. In the definition of ontological security, 4 major indicators are defined: social and material stability, implementing daily routines, feeling the most control over life because of freedom from surveillance, and building identities [5]. So, ontological security is related to the confident feeling, identity, stable cognitive and emotional frames and also a predictable and steady social and material environment [6, 7]. The sense of ontological security enables one to face life’s challenges and others from a fundamentally strong perspective [8]. Achieving this sense can be discussed and examined from different perspectives.
In contrast, in the event of a disaster according to Harries (2017), stressful events and damaging feelings of ontological security cause emotional distress and endanger the survivors’ long-term mental health [9]. Based on the findings, the degree of disturbance in ontological security is determined by the scope of the threat [10]. In disaster circumstances, Harries prioritizes ontological security over physiological and safety needs and cites the home as one of the three most important post-disaster protective cocoons [11]. He acknowledges that the feeling of having a safe home is part of ontological security and releases people from existential doubts. It provides the belief that living continues without any threat to familiar assumptions about time, space, identity, and well-being as the way it has always been [11]. Therefore, following stressful situations, home, as an influential factor in ontological security, is an essential source for creating a sense of confident or trust in the perceived insecure world.
Although the researchers have used the concept of ontological security to explore a range of topics, the domain of home and housing dominates this literature [12]. It has proven that, on the one hand, ontological security is rooted in mental health [13], and on the other hand, it is related to a sense of place [14] and having home [15]. Accordingly, housing is the central part of routine life and living place [16], home ownership [1, 17], interior space design, configuration, and layout [18]. Individual independence and resident’s participation in the housing [19] can improve the mental health of communities and individuals in the framework of home and housing. Through the lens of disaster, the concept of ontological security can be examined from the perspective of Dale and colleague. They have noted the widespread application of this concept in relation to disaster and risk. From their perspective, in the context of hazards and disasters, ontological security usually focuses on themes of home and place [20]. Following the disasters, the home’s destruction as the primary source of shelter for the body is interpreted as the “symbolic end of the world” in the subconscious [21]. So, survivors not only want to be secure from future natural disasters, but they also need to feel security [11]. Thus, this feeling is a natural and deep survivor psychological need, especially in communities with different traumatic experiences and a high level of lack of environmental uncontrollability, discontinuity of life, routines, and existential threat. The nature of responsive housing for mental health in the frame of ontological security is a new approach with various dimensions and has been less addressed.
Researchers have described ontological security theory as difficult to define and even more difficult to operationalize [22]. The conceptualization of ontological security also often seems inherently conservative [20]. For this reason, despite growing evidence of ontological security importance in disaster studies [8, 11], there needs to be a clearer understanding of approaches to create or restore this feeling in post-disaster reconstruction. In research on natural disasters, the concept of ontological security is often used to study how to predict the impact of vulnerability on challenging people’s knowledge about their physical environment [23]. Accordingly, the nature of responsive housing and the emotional and behavioral reasons that affect environmental biases are still unknown. In addition, it has been proven that survivors’ reactions to various types of disasters are different from the perspective of ontological security and emotional and behavioral responses [24]. As a result, the research purpose is conceptualizing a reconstructed ontological security within the framework of housing reconstruction after earthquake. In the line with this purpose, first, the research attempts to clarify the dimensions of ontological security in an earthquake setting. To achieve this, major earthquakes in Iran, including the 1990 Manjil-Rudbar, the 2003 Bam, and the 2017 Ezgeleh Sarpol-e Zahab earthquakes, are studied. Second, in determining an approach to housing reconstruction that can provide a secure base for earthquake-affected individuals and communities as a source of desirable and sustainable places [25], the survivors’ insights were investigated. This approach in housing reconstruction can be practical for affected communities to leave their past behind and go to the next stage of life to rebuild or improve their sense of identity [13]. The research finding leads to development and determining the psychometric properties of a scale for measuring the sense of ontological security in housing as a healing space after earthquake.
Materials and Methods
Scales express latent structures that measure hypothetical behaviours and attitudes and provide a theoretical understanding of categories and concepts that are not directly measurable [26, 27]. With such tools, the momentum behind measuring and improving an issue can continue due to a lack of clarity on what constitutes and how best to target focused intervention efforts [28]. This research uses a mixed method approach with a survey method to recognize the nature of ontological security post-earthquake housing reconstruction. Developing the scale within the proposed framework by Boateng et al. [29] has been performed. The research design process is described in
Figure 1.
Developing items
Developing or constructing a scale is collecting or writing the most appropriate items that make up the test questions [30] for the target population. Thus, using multiple items to measure latent structure can reduce measurement error and lead to more accurate findings [29]. In this study, the initial research concepts and themes were collected using the knowledge and latent experiences of the earthquake survivors. The extraction and design of the items and phrases of the initial questionnaire consisted of three steps: a) Adopting the grounded theory (qualitative research and extracting appropriate phrases through content analysis technique); b) conducting desk study and extracting the phrases; and c) developing the initial questionnaire. The interviews were conducted in the form of a semi-structured questionnaire. In collecting data, in-depth interviews were conducted using purposive sampling with 34 of the 1990 Manjil-Rudbar, the 2003 Bam, and the 2017 Ezgele Sarpol-e Zahab earthquake survivors (
Table 1).
The inclusion criteria were earthquake experience and willingness to participate in the study. In addition, a focus group discussion was held to evaluate the accuracy of extracted themes and concepts. The Grounded Theory obtained 96 concepts, 29 main concepts, 9 themes, and 1 primary domain (
Table 2).
The credibility of data was assured through peer checking and member checking. The findings were reviewed separately among the research team members through several discussions. Member checks occurred by summarizing the analyzed interviews and extracting codes from participants so the research team could be asked to incorporate their feedback and ideas for corrections.
Developing questionnaire
The initial questionnaire was scored on a 5-point Likert scale: strongly agree, agree, neutral, disagree, and strongly disagree. This section considers three concepts of content, face, and construct validity to investigate the questionnaire’s validity.
Content validity
Content validation plays a key role in the development of any new instrument and provides evidence about the validity of an instrument by assessing the degree to which the instrument measures the targeted construct [31]. Lawshe’s method was adopted for content validity analysis by calculating the content validity ratio (CVR). According to Lawshe, the minimum acceptable CVR is 0.78. The questionnaire items were evaluated by a group of 8 experts in housing architecture and environmental psychology. The items were rated as essential, functional, or unnecessary [32]. The revised binomial probability distribution for Lawshe’s critical values was applied to excluded items deemed unnecessary. A scale content validity index was calculated for each theme (
Table 3).
Face validity
To assess the understanding of the items based on the vocabulary of the respondents, 20 earthquake survivors evaluated the questionnaire items in the form of cognitive interviews as to whether they could understand the meaning and purpose of the questions correctly, the questions were relevant to the field of research; and finally, the scale length was appropriate. After reading the questionnaire, the participants answered the above questions and submitted their answers to the questionnaire in written form. In this phase, it was initially found that most respondents tended to be in the neutral range. So, this option was dropped, and the Likert scale was reduced to 4. Secondly, the readability of some items was corrected based on common words. Qualitative face validity was determined by a panel, including 4 architects and 4 environmental psychologists. These specialists evaluated the difficulty, inappropriateness, and ambiguity of the phrases. Their comments were used in the questionnaire. After the questionnaire was completed by the target group (20 participants and 8 experts), the face validity of the item was calculated using the impact score equation [33]. The impact scores equal to or greater than 1.5 are considered appropriate.
Construct validity
The final questionnaire was completed through random cluster sampling by 322 respondents from earthquake survivors. This phase was necessary to assess the construct validity and determine if the items represent their underlying conceptual structure well and measure it [34]. Construct validity was determined by the Kaiser-Meyer-Olkin (KMO). The obtained KMO value was 0.938 (
Table 4).
Questionnaire reliability
The reliability of the questionnaire was assessed using internal consistency and factor loading. Internal consistency or Cronbach alpha coefficients >0.7 represented acceptable reliability. The questionnaire was administered as a pretest to assess the reliability. The participants in this section were 52 earthquake-affected survivors. Omitting three questions obtained a reliability value of 0.941.
Factor loading
Factor analysis was also used to examine the interrelationships of the set of variables, and item reliability was calculated using factor loading (
Table 5).
The obtained volume ≥ 0.5 indicates that the variance between the structure and its indices exceeds its measuring error variance. In addition, Kendall’s W was used to assess agreement among participants, particularly reliability. It ranges from 0 (no agreement) to 1 (complete agreement) (
Table 5).
Results
Determining the value of effective factors
Eigenvalue indices, the ratio of variance explained by each factor. Nine main factors with a specific value higher than one were obtained (
Table 6).
Standardizing the scale
To standardize the scale, descriptive statistics (maximum, mean, and minimum) plus skewness and kurtosis of the raw scores obtained for the 9 main factors within the range of 1 and -1 were used, with the results showing normal data distribution.
Table 7 presents the results of calculating the scale’s reliability separately for each factor.
According to the
Table 7, all factors have had a normal distribution.
Discussion
For the survivors, the earthquake is an existential experience that creates a gap between the past and the future. For this reason, how people overcome this experience is important, and they gain a sense of continuity and trust in their usual living environment [34]. Individuals and communities will have emotional, cognitive, or behavioral reactions in the face of disruption or reduction in the sense of ontological security [24].
Sense of control and familiarity
Cognitively, loss of control [35] is one of these consequences. Based on the findings, 2 factors, flexible housing and personalization in housing reconstruction, have been identified as factors affecting the sense of control. The post-earthquake housing reconstruction literature has acknowledged the need for long-term, flexible permanent housing to meet the needs and expectations of psychologically affected people [36]. In addition, in the relief process with the permanent housing reconstruction, the stakeholders need to be able to modify and adapt their homes [37]. Also, as Yang and Hui acknowledge, the reconstructed houses must meet traumatized people’s different and unique needs and avoid creating new problems for families [38]. Therefore, environmental affordances to adjust to cognitive biases are one of the fundamental needs. Flexibility is a prerequisite for functions, such as personalization and, as a result, place familiarity in housing reconstruction. Personalization in housing reconstruction after disasters triggered by natural hazards has explicitly addressed the importance of designing a welcoming and familiar environment through housing and space control [39]. Its importance has been seen in all stages of resettlement after the disaster [40, 41]. The possibility of personalization will help the emergence of lifestyles, identities, desires, and individual norms and will encourage survivors to participate in reconstruction.
One of the results of housing personalization is the revival of lost familiarity after disaster and destruction. Place familiarity acts as the initial stage of the process of connecting a place. It is “the ability to describe or even present an image of a place based on mental images, memories, and perception of the place dimensions, physical characteristics, and experiences” [42]. This concept provides the ability to create a sense of security about the place in the person [42]. Revival of place familiarity helps to perpetuate values, culture, attachments, and place ownership. Housing flexibility, personalization, and place familiarity contribute to the continuity of individual, collective, and environmental identity. These factors cause control over the housing and living environment and will ultimately help improve or create a sense of ontological security. This finding is valid on the findings of Hawkins and Maurer (2011). According to their research, in response to the physical and psychological loss of home after Hurricane Katrina and the experience of ontological insecurity, survivors will experience nostalgia and a sense of tangible and intangible loss of places that previously provided them with a sense of security and stability [43]. Following that, people in post-earthquake places and communities are trying to restore ontological security by reviving place familiarity and place attachment.
Restoring trust and confident through a sense of safety and security
The next category of influential factors in housing reconstruction focusing on ontological security is related to the perceived threat. With the loss of ontological security after the earthquake, people experience psychological reactions such as fear, anxiety, stress [44] and cognitive uncertainty [45], and an increase in the prevalence of death-related thoughts [46]. To regain a sense of continuity, the disaster survivors must find trust in the environment [34]. For this reason, restoring ontological security, as a mental sense of existential security, can redirect the risk perception [23]. As a result, one of the vital needs in the housing reconstruction is a sense of confidence and reassurance in the living environment. The factors arising from this need have appeared more prominently than others. In housing reconstruction, this need has been highlighted in concepts, such as safety reassurance and safety perception. Safety reassurance in housing is a quality in the place reconstruction that people feel the probability of disaster reoccurrence is reduced due to the actions taken, or if a disaster occurs again, they can better respond to it and overcome the possible problems [47, 48]. This factor will be possible in housing through reassurance to housing materials and forms, architectural elements, structural earthquake resistance, survivors’ training, and supervision of involved organizations in the construction process. Another psychological-cognitive need is safety perception through the participation of survivors and effective interaction with them. Safety perception includes knowledge about safety and risks related to hazards, prevention techniques, and safety culture in practice [49]. In the meantime, it has been proven that the participation of victims in the planning, design, and construction of housing after the disaster and training during the reconstruction will be effective in the assumption of safety perception [50]. Facilitating interaction with relevant people and organizations in reconstruction leads to satisfaction and reassurance.
Wakefield and Elliott (2005) stated that people will have “action-focused” reactions to ontological insecurity. These reactions are practical, and strategies focused on them will include radical reactions in response to risk factors and individual actions [51]. The action-focused responses in housing reconstruction that can help restore confidence in housing and living environment are the existence of safe refuges and physical-environmental characteristics affecting protective behavior. When a person faces disasters triggered by natural hazards or circumstances, reminding them, as well as the perception and assessment of disaster risks, act as a precondition for a behavior, such as emergency escaping or any other protective behavior. So, the more highly negative the earthquake consequences are on the residents’ perception and sensitivity to risk, the more it is possible to choose a strategy to escape from buildings to prevent further damage [52]. Also, as a protective behavior, they think of solutions in their housing to reduce damage in future earthquakes. So, the type of structure and characteristics of buildings are known to be effective in protective behaviors [52]. From this point of view, fears arising from earthquakes play an essential role. Therefore, safe housing against earthquakes, safe roofs made of light materials, and spatial enclosures will effectively overcome these fears. As a result, considering such characteristics in the built environment helps to cope with the physical-environmental concerns arising from the earthquake. This psychological mechanism contributes to a sense of ontological security.
Stablishing the stability of the material and social environments
Another psycho-environmental need of earthquake survivors to achieve ontological security in housing is the stability of the material and social environments. Reconstruction acceleration is another factor that can affect stability by accelerating to have a living routine and home. After disasters triggered by natural hazards such as earthquakes, time is one of the influential factors that play a prominent role in the final results of recovery and reconstruction achievements. In this factor, environmental factors in temporary housing and human-social factors related to similar communities involved in reconstruction will be effective. It should be noted that ontological security in a traumatized condition can lead to severe coping mechanisms [8]. In addition, this factor contributes to individuals’ sense of existential safety [53] resulting from the risk perception, which is represented and revived through wider concepts such as “home” [9], reviving life routines [52], as well as control and stabilization [13] to improve mental health and help feel self-support and recovery.
This study has enhanced understanding of ontological security in housing after earthquake; however, the identified limitations indicate a need for further empirical research in this area. First, since the research was cross-sectional, a multi-case study approach was chosen to increase the reliability of the findings. As a result, the research did not consider any cultural perspectives while interpreting the data. Longitudinal research using ethnographic methods in a specific cultural context allows for a more comprehensive exploration of individuals’ life histories and the concept of ontological security in post-disaster housing. Second, the role of gender in the responses was not considered in data collection. As a result, the final findings are more general than gender-based perspectives. Considering this issue, it could have provided additional avenues for understanding the gender-based responses. Third, because in all earthquakes studied, survivors used government loans and assistance to rebuild their homes, there is a possibility of some bias in the responses.
Conclusion
In the reconstruction, 9 main factors will be influential and load to measure and ensure ontological security in housing reconstruction after the earthquake. It seems that factors, such as physical-environmental characteristics affecting protective behavior, safety reassurance, coping with physical-environmental concerns caused by the earthquake, safety perception through participation and interaction, and safe refuges in the settlement can facilitate protective behaviors and are important in facing risk perception, fears, anxiety and shattered assumptions related to earthquake experiences. As a result, the feeling of safety and security disrupted during the disaster can be restored, and help survivors recover and heal. In addition, factors, such as reconstruction flexibility and personalization to control over the living space can reduce learned helplessness, which is one of the main psychological consequences of the earthquake psychological trauma. These factors can induce the self-efficacy feeling that is one of the primary psychological recovery. Also, place familiarity and reconstruction progress acceleration help the continuity and stability of the survivors whose earthquake has disrupted their lives and identity.
This scale will have both research and programmatic utility and be useful for researchers interested in housing reconstruction. In addition, it can be adopted in various affected communities to understand how to create or improve ontological security as an important factor in earthquake psychological trauma recovery. For future studies in this field, it is recommended to adjust this scale to other types of disasters. In addition, longitudinal research in a specific cultural context would also have the potential to expand this scale.
Ethical Considerations
Compliance with ethical guidelines
The present study was conducted based on the principles of research ethics. In the qualitative part of data collection, all participants verbally gave their consent to participate in the research. All interviews were conducted under the supervision of a trauma psychologist. Participants were free to leave the research process at any time. They were also informed that all their identity and personal information would be kept confidential.
Funding
This research did not receive any specific grant from funding agencies in the public, commercial, or not-for-profit sectors.
Authors' contributions
All authors contributed equally to the conception and design of the study, data collection and analysis, interpretation of the results, and drafting of the manuscript. Each author approved the final version of the manuscript for submission.
Conflict of interest
The authors declared no conflict of interest.
Acknowledgments
The authors would like to thank the survivors of the Bam earthquake and the experts involved in the survivors’ psychological recovery who helped them in conducting this research.
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